MINISTRY FOR PLANNING -v- COLLINS
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960668 |
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Supreme Court |
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| Case No: |
SJA:1111/1996 |
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7 NOVEMBER 1996 |
| Coram: |
TEMPLEMAN J |
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22/11/96 |
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24 |
Judgment Part: |
1 of 1 |
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PDF Version |
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| Parties: |
MINISTRY FOR PLANNING GORDON JAMES COLLINS |
Catchwords: |
Administrative law Freedom of information Appeal against decision of Information Commissioner Access to documents Government instrumentality and private individual Public interest Factors taken into consideration |
JURISDICTION : SUPREME COURT OF WESTERN AUSTRALIA
CORAM : TEMPLEMAN J
HEARD : 7 NOVEMBER 1996
DELIVERED : 22 NOVEMBER 1996
FILE NO/S : SJA 1111 of 1996
BETWEEN : MINISTRY FOR PLANNING
Appellant
AND
GORDON JAMES COLLINS
Respondent
Catchwords:
Administrative law - Freedom of information - Appeal against decision of
Information Commissioner - Access to documents - Government instrumentality
and private individual - Public interest - Factors taken into consideration.
(Page 2)
Representation:
Counsel:
Appellant : Ms J C Pritchard
Respondent : No appearance
Solicitors:
Appellant : State Crown Solicitor
Respondent : No appearance
Case(s) referred to in judgment(s):
Craig v The State of South Australia (1995) 184 CLR 163
Murtagh v Federal Commissioner of Taxation (1984) 54 ALR 313
Re Jones v Shire of Swan unreported; Information Commissioner WA; 9 May 1994
Re Little & Ors and Department of Natural Resources unreported; Information
Commissioner Qld; 22 March 1996
Re Waterford & Department of the Treasury (No 2) (1984) 5 ALD 588
Case(s) also cited:
Attorney General's Department and Australian Iron & Steel Pty Ltd v Cockcroft
(1986) 10 FCR 180
Hassell v Health Department of Western Australia, unreported; Information
Commissioner WA; 23 December 1994
Police Force of Western Australia v Kelly & Smith, unreported; SCt of WA
(Anderson J); Library No 960227; 30 April 1996
Re Howard and The Treasurer of The Commonwealth (1985) 3 AAR 169
Re Kaminga and Australian National University (1992) 26 ALD 585
Re Lianos and Secretary to Department of Social Security (1985) 7 ALD 475
Sankey v Whitlam (1978) 142 CLR 3
Slater v State Housing Commission, unreported; Information Commissioner WA; 22
February 1996
Library Number : 960668
(Page 3)
TEMPLEMAN J:
This is an appeal pursuant to s85(1) of the Freedom of Information Act
1992 ("the Act"). The appellant is the Ministry for Planning. It appeals
against a decision of the Information Commissioner ("the Commissioner") who
ordered that certain of the appellant's documents be produced to the
respondent, Mr Gordon James Collins.
The material provided to me consists of the Commissioner's reasons for
decision dated 5 July 1996. In addition, and at my request, the disputed
documents were provided to me so that I might consider them to the extent
necessary to enable me to understand fully the Commissioner's reasons.
As appears from those reasons, the respondent is the executor of the
estate of the late Elsie Gladys Morgan. Included in the estate is land at
Lots 616 and 617 Hamilton Street, Ashfield, of which the deceased was the
registered proprietor.
I infer that the present dispute has arisen out of negotiations between
the respondent and the Western Australian Planning Commission ("WAPC")
concerning the possible sale of the land by the respondent to the WAPC.
The relationship between the WAPC and the appellant is summarised in the
Commissioner's reasons. Put shortly, the WAPC and the appellant are both
State agencies responsible for developing, reviewing and implementing the land
use planning system in Western Australia. The WAPC was established by the
Western Australian Planning Commission Act 1985. In carrying out its
functions, it receives technical advice and assistance from the appellant,
which is in possession of the disputed documents.
As the Commissioner noted, the WAPC has the power to acquire land in
accordance with various Acts which it administers. Although it has power to
acquire land compulsorily in certain circumstances, those circumstances have
not arisen in the present case. Nor, as I understand it, is there any
(Page 4)
suggestion that the land will be acquired compulsorily if agreement cannot be
reached between the parties. At present, therefore, the WAPC and the
respondent are dealing at arm's length although, of course, in so acting, the
WAPC is exercising its statutory powers.
As I understand the position, negotiations between the WAPC and the respondent
broke down when the WAPC declined to disclose to the respondent certain
valuations and related documents which it had obtained in relation to the
subject land. Following internal reviews by the appellant of the decision to
withhold access to the documents, the respondent, through its solicitors,
lodged a complaint with the Commissioner on 13 March 1996. There were then
discussions between the Commissioner's officers and the appellant : and the
Commissioner expressed a preliminary view. This resulted in the ambit of the
dispute being narrowed marginally. However, some 15 documents remained in
dispute. It was in relation to those documents that the Commissioner then gave
her decision.
The Disputed Documents
There having been further consideration on the part of the appellant,
there are now 12 documents in dispute. They were described by the
Commissioner as follows:
"Document Folio Description
1 24-28 Valuation report dated 6/2/95.
2 38-41 Valuation report dated 14/2/95.
3 45 Handwritten memorandum of an officer of
the agency, dated 20/2/95.
4 48-52 Copy of Document 1.
5 61-64 Copy of document 2.
6 81-85 Valuation report dated 3/4/95.
7 88 Handwritten memorandum of an officer of
the agency, dated 11/4/95.
(Page 5)
8 89 Handwritten memorandum of an officer of
the agency, dated 12/4/95.
9 93-95 Report dated 19/4/95 from Acting Property
Managers to WAPC.
10 99-101 Copy of document 9 with date stamp and
Committee stamp.
11 102 Extract from the minutes of the meeting of
the Executive, Finance and Property
Committee of WAPC held on 26/4/95.
15 130 Extract from the minutes of the meeting of
Executive, Finance and Property Committee
of WAPC, held on 5/12/95."
The Commissioner's Decision
In her decision, the Commissioner referred to the fact that the
appellant claimed the disputed documents to be exempt from production under
cl 6(1) of Schedule 1 to the Act. Clause 6 provides as follows:
"6. Deliberate processes
Exemptions
(1) Matter is exempt matter if its disclosure -
(a) would reveal -
(i) any opinion, advice or recommendation that has
been obtained, prepared or recorded; or
(ii) any consultation or deliberation that has taken
place,
in the course of, or for the purpose of, the
deliberate processes of the Government, a Minister or
an agency;
and
(b) would, on balance, be contrary to the public
interest.
(Page 6)
Limits on exemptions
(2) Matter that appears in an internal manual of an agency
is not exempt matter under subclause (1).
(3) Matter that is merely factual or statistical is not
exempt matter under subclause (1).
(4) Matter is not exempt matter under subclause (1) if at
least 10 years have passed since the matter came into
existence."
The Commissioner went on to say that to establish an exemption under
cl 6, the appellant was required to satisfy the requirements of both paras (a)
and (b) of subcl (1). If the disputed documents contain matters of the kind
described in para (a), it is then necessary to consider whether the disclosure
of that matter would, on balance, be contrary to the public interest. The
Commissioner went on to point out that the exemption is subject in any event
to the limitations set out in subcls 6(2), (3) and (4).
The Commissioner then reviewed a number of decisions about the meaning
and purpose of the exemption contained in cl 6(1). Those decisions included
Re Waterford & Department of the Treasury (No 2) (1984) 5 ALD 588. The
Commissioner said, and I respectfully agree, that the comments of the
Commonwealth Administrative Appeals Tribunal ("the Tribunal") in relation to
the Commonwealth provision which is equivalent to the Act, assist in
determining the scope of the exemption in cl 6(1). The Tribunal said:
"58. As a matter of ordinary English the expression 'deliberative
processes' appears to us to be wide enough to include any of the
processes of deliberation or consideration involved in the functions
of an agency. "Deliberation" means "the action of deliberating:
careful consideration with a view to decision": see the Shorter
Oxford English Dictionary. The action of deliberating, in common
understanding, involves the weighing up or evaluation of the
competing arguments or considerations that may have a bearing upon
one's course of action. In short, the deliberative processes
involved in the functions of an agency are its thinking
(Page 7)
processes - the processes of reflection, for example, upon the
wisdom and expediency of a proposal, a particular decision or a
course of action. Deliberations on policy matters undoubtedly come
within this broad description. Only to the extent that a document
may disclose matter in the nature of or relating to deliberative
processes does s.36(1)(a) come into play...
59. It by no means follows, therefore, that every document on a
departmental file will fall into this category...Furthermore,
however imprecise the dividing line may first appear in some cases,
documents disclosing deliberative processes must, in our view, be
distinguished from documents dealing with the purely procedural or
administrative processes involved in the functions of the agency...
60. It is documents containing opinion, advice, recommendations
etc. relating to the internal processes of deliberation that are
potentially shielded from disclosure...Out of that broad class of
documents, exemption under s.36 only attaches to those documents the
disclosure of which is 'contrary to the public interest'..."
The Commissioner went on to say:
"When considering the application of the exemption in cl 6, I
consider it useful, if not necessary, to identify the deliberative
processes of the agency to which the particular documents are
claimed to relate in order to decide whether they are deliberative
process documents in the sense described in Re Waterford, and to
decide whether disclosure of such documents would, on balance, be
contrary to the public interest."
Then, following a review of the relationship between the respondent and
the WAPC, the Commissioner expressed the view that the disputed documents
related to quite distinct, deliberative processes, namely:
1. the setting of a price at which an offer to purchase the land was
initially made by the agency; and
2. determining which option to pursue when no agreement could be reached
between the respondent and the appellant on the purchase price of the
land in question.
(Page 8)
The Commissioner went on to hold that documents 1-11 inclusive related
to the first deliberative process, and that they were clearly with cl 6(1)(a).
The Commissioner then considered whether disclosure of those documents
would, on balance, be contrary to the public interest. In considering that
question, the Commissioner dealt with competing submissions which she had
received.
The Commissioner recognised the public interest in the appellant and the
WAPC having access to a wide range of advice and opinions in order that those
agencies might carry out their functions and make informed planning decisions
on matters that benefit the community as a whole. The Commissioner said:
"I consider that public interest is served by preserving the
integrity of the deliberative processes of both [the appellant] and
the WAPC, but only to the extent that the disclosure of documents
relied upon by either [the appellant] or the WAPC during
deliberations would adversely affect those processes such that it
would, on balance, be contrary to the public interest to do so, or
that disclosure would, for some other reason, be demonstrably
contrary to the public interest."
The Commissioner also recognised a public interest in the respondent
being able to exercise his rights of access under the Act. The Commissioner
referred to the respondent's assertion that release of the valuation documents
would enable him to understand the position adopted by the WAPC with respect
to the acquisition of the land. The respondent had submitted that disclosure
might expedite a settlement between the parties and might avoid the need for
litigation. Given that the parties are negotiating on a voluntary basis and
that no compulsory acquisition was envisaged, a reference to litigation seems
somewhat out of place. It is explained by the fact that the appellant had
offered to have the matter resolved by arbitration. However, the respondent
(Page 9)
told the Commissioner that he was not prepared to proceed to arbitration
without knowing the basis upon which the purchase price of the land had been
set by the appellant. The respondent stated that:
"arbitration would not be an option until there were some common
ground between the parties."
The Commissioner went on to refer to the appellant's contention that the
breadth of its responsibilities to the general community for the efficient
management of public moneys outweighed the private interests of the
respondent. The appellant contended that it would be contrary to the public
interest to disclose the disputed documents because:
"... it is the experience of the [appellant] that property
negotiations become extremely protracted when individuals are
provided with information about the [appellant's] reasoning and
assumptions on property transactions and land values."
The Commissioner went on:
"27. The final submission of the agency referred to "long
established experience" of this nature, and asserted that its view
is based on experience. However, the agency provided no specific
examples and, other than those general references to its
experiences, the agency did not provide any material to support its
claims about the adverse effects of disclosure of documents of the
type in dispute. In the absence of supporting material, I have not
attached much weight to the agency's assertions. The agency did
inform me that it had taken into account my decision in Re Jones and
Shire of Swan (9 May 1994, unreported), but it considered that the
circumstances of that matter were sufficiently different to those in
this instance not to be relevant [In Re Jones I decided that a
valuation report was not exempt under clause 6(1) because, inter
alia, negotiations between the parties had broken down]. The agency
maintains that, until its dealings with the complainant are
finalised, no documents should be disclosed. However, the agency
acknowledges that once negotiations have been finalised, a decision
on access may be different."
(Page 10)
The agency referred to in the passage set out above is, of course, the
appellant.
The Commissioner then went on to set out her conclusions, as follows:
"29. Taking into account the power of the WAPC with respect to the
acquisition of private property for planning purposes, I am of the
view, as I was in Re Jones, at paragraph 25 of that decision, that
it is not in the public interest for negotiations of this nature to
be conducted in "mutual half-light": see also Murtagh v Commissioner
of Taxation (1984) 54 ALR 313, at 329. In my view, the agency's
submission that a distinction should be made between the
complainant's private interest and "...the agency's responsibility
to the broader public interest of the general community...for
efficient management of public monies" fails to recognise any public
interest in the agency dealing fairly with a private citizen and in
being seen to deal fairly in transactions with all citizens. Given
the agency's extraordinary powers and resources in respect of the
acquisition of property, powers which are not available to private
organisations or citizens, I certainly recognise such a public
interest.
30. I am reinforced in that view by a decision of the Queensland
Information Commissioner that concerned access to similar documents.
In Re Little and Others and Department of Natural Resources
(Information Commissioner Qld, 22 March 1996, unreported) the access
applicants sought access to valuation reports of the department.
Although he was dealing with the compulsory acquisition of private
property, I endorse the following comments of the Information
Commissioner in Re Little which I consider to be equally apposite to
the matter before me. He said, at paragraph 48:
"I do not accept the respondent's argument...to the effect
that, as agent for the wider public interest in attempting to
acquire property for public purposes, the greater public
interest is served by maximising its negotiating advantage
against a property-owner who is trying to "maximise his
benefit". It would, in my opinion, be short-sighted and
erroneous to suggest that the public interest in saving public
money would justify a government agency in
(Page 11)
seeking to negotiate the acquisition of a citizen's property
on less than just terms. The greater public interest lies in
preserving the principle of public acquisition of private
property on just terms. Any citizen may be affected by a
government proposal to acquire private property for public
purposes. The interest in fair treatment of citizens by
government in the course of acquisition processes is an
interest which is common to all citizens and for their
benefit."
31. Although the matter before me does not involve the compulsory
acquisition of private property, I agree that disclosure of
valuation reports would give the complainant the opportunity to
subject the agency's offer to a detailed critical analysis by
informing him of the assumptions, evidence and methodology upon
which the purchase price offered by the agency was based. He would
then be in a position to satisfy himself that the valuations and, in
turn, the offer, are reasonably based or not. In that way he may be
either reassured that he is being fairly dealt with by the agency or
if, in his view, the basis of the valuations is not sound, he will
be in a position to point out his concerns to the agency. To gain
access to such information only after the completion of the
negotiations, as suggested by the agency, would not be just and
would not assist to open the process to public scrutiny in
accordance with the objects of the FOI Act. Therefore, in balancing
the competing interests, I am not persuaded that disclosure of
Documents 1-11 would be contrary to the public interest, and I
consider the balance lies in the disclosure of those documents to
the complainant."
It is to be noted that, thus far, the Commissioner had dealt with
documents 1-11. She went on to deal with the remaining documents and other
matters. I shall return to the remaining matters in due course. However, it
will be convenient now to turn to the appeal in relation to the first part of
the Commissioner's reasons.
The Appeal
The appeal was instituted by notice of motion of appeal dated 26 July
1996. At the hearing, the appellant appeared by counsel. There was no
(Page 12)
appearance by the respondent. He had instructed solicitors to act for him in
relation to the complaint to the Commissioner. However, before the hearing of
the appeal, those solicitors telephoned the court to say that they would not
be appearing because their client was without funds.
It is accepted by the appellant that, in order to succeed on the appeal,
it must identify an error of law on the part of the Commissioner. The
appellant contends, in ground 1 of its notice of appeal, that:
"The learned Commissioner erred in law in that she misinterpreted
the meaning of, and misapplied, the public interest test in relation
to documents 1-11 ..."
There are then set out nine matters relied on in support of the
substantive grounds.
Before dealing with each of those grounds, I note that the Act does not
itself contain any "public interest test". There is no definition of the term
"public interest" in the glossary to the Act. In cases such as the present,
the Commissioner is required to decide whether access should be given to
documents which have been withheld by the relevant agency. In so doing, the
Commissioner will be required frequently, as she has been in this case, to
decide whether the matter is exempt because it falls within one of the
categories of Schedule 1 to the Act. Many of the exemptions set out in
Schedule 1 are limited by provisions in the following terms:
"Matter is not exempt matter under subclause ... if its disclosure
would, on balance, be in the public interest."
In relation to those provisions, s102(3) of the Act imposes on the "access
applicant" the onus of establishing that disclosure would, on balance, be in
the public interest. However, cl 6(1)(b) provides that matter is exempt if
its disclosure would, on balance, be contrary to the public interest. That
being so, it seems to me that the onus lies with the appellant. Hence the
Commissioner's
(Page 13)
statement, to which I referred above, that the appellant is required to
satisfy the requirements of both paras (a) and (b) of cl 6(1).
In reaching a decision on the public interest question, the Commissioner
must make a judgment. And unless it is shown that the Commissioner has erred
in law in so doing, that judgment will stand even though the court hearing an
appeal from the Commissioner pursuant to s85(1) of the Act might have reached
a different conclusion.
In the present case, the appellant submits that a question of law within
s85(1) of the Act will arise if the Commissioner has made a mistake of law in
the following circumstances:
"(a) Where there is no evidence to support a finding even though
the finding is one of fact.
(b) Where the Commissioner in the course of making her
adjudication misstates a rule of law or betrays a wrongful
interpretation of the Act.
(c) Where the facts have been found or have been admitted and the
Commissioner makes an error in applying a statutory
description or formula to such set of facts; or
(d) Where the Commissioner adverts to irrelevant considerations or
disregards relevant considerations."
(Sykes, Lanham and Tracey, General Principles of Administrative Law,
3rd ed., para 2564.)
The appellant then puts the submission on an alternative basis, taken
from the recent case of Craig v The State of South Australia (1995) 184 CLR
163, 179:
"In alternative language, if the Commissioner falls into an error of
law which causes her to identify a wrong issue, to ask herself a
wrong question, to ignore relevant material, to rely on irrelevant
material, or, at least in some circumstances, to make an erroneous
finding or to reach a mistaken conclusion, and her exercise or
(Page 14)
purported exercise of power is thereby affected, she has exceeded
her authority or power."
Applying those principles to the present case, I understand the gravamen
of the appellant's submission to be that, in reaching her decision, the
Commissioner took into account irrelevant considerations and failed to take
into account, or give sufficient weight to, relevant considerations.
With those matters in mind, I turn to the particular matters relied on
by the appellant in its grounds of appeal.
It is said first that the Commissioner erred in limiting the public
interest in the nondisclosure of the documents (to the extent that the
Commissioner found there was such a public interest) by reference to whether
the deliberative processes of the appellant and the WAPC would be affected
adversely by disclosure of the documents.
This, I think, is a reference to that passage in the Commissioner's
reasons in which she said:
"I consider that public interest is served by preserving the
integrity of the deliberative processes of both the [appellant] and
the WAPC, but only to the extent that the disclosure of documents
relied upon by either the [appellant] or the WAPC during
deliberations would adversely affect those processes such that it
would, on balance, be contrary to the public interest to do so ..."
However, the Commissioner went on to say:
"... or that disclosure would, for some other reason, be
demonstrably contrary to the public interest."
The last part of the quotation demonstrates that the Commissioner did
not limit the public interest in the way complained of. I do not therefore
accept that the complaint is justified.
The appellant then contends that the Commissioner gave undue weight to
the private interests of the respondent in obtaining access to the documents.
(Page 15)
The answer to this contention is, I think, to be found in para 29 of the
Commissioner's reasons, which is set out above.
Although undoubtedly the respondent has a private interest in obtaining
access to the documents, the Commissioner regarded it as being in the public
interest that the appellant should deal fairly with a private citizen and be
seen to deal fairly in transactions with all citizens. That being so, I do
not think it right to say that the Commissioner gave undue weight to the
respondent's private interests.
The next ground of appeal is that the Commissioner failed to take into
account, or to give sufficient weight to, the public interest in the
appellant's efficient management of public moneys, in circumstances where the
appellant and the respondent were negotiating a voluntary commercial
transaction.
I have set out above para 30 of the Commissioner's reasons, in which she
referred to Re Little & Ors and Department of Natural Resources, unreported;
Information Commissioner Qld; 22 March 1996.
That case was concerned with the compulsory acquisition of private
property, a fact recognised by the Commissioner. However, she considered it
to be applicable equally to the present dispute. I understand the
Commissioner to mean that there is a public interest in ensuring that
government agencies deal fairly with citizens in the course of acquisition
processes, whether they be voluntary or compulsory. It could hardly be said
that government agencies must deal fairly when engaged in compulsory
acquisition, but that there is no such obligation when negotiating for the
voluntary acquisition of land. I see no inconsistency between what the
appellant describes as "the efficient management of public moneys" and acting
fairly in its dealings with private citizens.
Having regard to the way in which the Commissioner dealt with this
aspect of the matter, I do not think it right to say that she failed to take
into
(Page 16)
account the public interest in the appellant's efficient management of public
moneys. The Commissioner clearly did take that matter into account. She
accorded it less weight than the appellant would have wished. However, that
was a matter for the Commissioner's judgment and does not, in my view, amount
to an error of law.
These considerations apply equally, in my view, to the next ground of
appeal. It is contended that the Commissioner took into account an irrelevant
consideration: namely, that in circumstances of the compulsory acquisition of
land, there may be a public interest in the agency dealing fairly with a
private citizen and being seen to deal fairly in transactions with all
citizens.
As I have noted above, I understand the Commissioner to have extracted
from the decision in Re Little a principle which is applicable in all
circumstances in which government agencies seek to acquire land from private
citizens.
It is then said by the appellant that the Commissioner took into account
an irrelevant consideration, namely, the powers and resources of the appellant
in respect of the compulsory acquisition of land.
I refer again to para 29 of the Commissioner's reasons, in which she
referred to the power of the WAPC with respect to the acquisition of private
property for planning purposes and to the fact that the appellant had
extraordinary powers and resources in respect of the acquisition of property,
powers which are not available to private organisations or citizens. That was
the context in which the Commissioner dealt with Re Little, a compulsory
acquisition case. However, I do not think the Commissioner was referring in
either of those instances to powers of compulsory acquisition. The
Commissioner was well aware that this is not a compulsory acquisition case.
Neither was Re Jones v Shire of Swan, unreported; Information
(Page 17)
Commissioner WA; 9 May 1994, in which the Commissioner took a similar view.
I therefore consider that, in referring to the WAPC's powers and
resources, the Commissioner had in mind only the fact that the WAPC is a
government agency. In my view, this ground has not been made out.
The next ground is that the Commissioner failed to take into account, or
to give sufficient weight to, a relevant consideration, namely, the public
interest in maintaining the integrity of the deliberative processes of the
appellant and the WAPC until such time as the appellant and the respondent had
concluded their dealings in relation to the sale of the land.
I have noted above that the Commissioner made express reference to the
public interest in preserving the integrity of the deliberative processes of
both the appellant and the WAPC. The Commissioner referred also to the
appellant's contention that the integrity of the deliberative process ought to
be maintained, at least until its dealings with the respondent had been
finalised. In my view, therefore, the appellant is not justified in asserting
that the Commissioner failed to take these matters into account. The weight
given to these matters by the Commissioner is, it seems to me, a matter for
her judgment.
I note the appellant's acknowledgment referred to in the Commissioner's
reasons, that once negotiations had been finalised, a decision on access might
be different. The situation would then be analogous to that which arose in Re
Jones v Shire of Swan where the Commissioner ordered that access be given to
valuations obtained by the Shire of Swan after negotiations between the
parties had broken down. The appellant apparently accepts the correctness of
that decision.
In the present case the appellant contends that negotiations have not
come to an end. As counsel for the appellant put it, negotiations had only
(Page 18)
"stalled". However, that seems to me to be a somewhat unrealistic attitude. I
think it to be implicit in the appellant's offer to go to arbitration that
negotiations have come to an end.
In these circumstances, I do not think there is any substance to this
ground.
It is then said by the appellant that the Commissioner gave undue weight
to the consideration that the parties' negotiations in relation to the sale of
the land would be conducted in "mutual half-light", in circumstances where the
appellant was not entitled to access to the respondent's documents.
The expression "mutual half-light" is taken from Murtagh v Federal
Commissioner of Taxation (1984) 54 ALR 313, 329. That case is quite different
from the present, being concerned with an application made under the
Commonwealth Freedom of Information Act 1982 by a taxpayer who sought from the
Commissioner of Taxation access to a number of documents relating to her
income tax returns. The Administrative Appeals Tribunal said (at 329):
" We do not accept the contention put forward that it is in the
interests of the public that negotiations between taxpayers and the
Australian Taxation Office should proceed on inadequate knowledge.
We abhor the contention that "mutual half-light" should be "the
necessary pre-condition of negotiation and settlement". Objections
to income tax assessments are not lodged only by tax evaders and tax
avoiders. There is no suggestion of any such circumstance in the
present case. We think it highly undesirable that, in a case such
as the present, both the Australian Taxation Office and the taxpayer
should not work together to ascertain the relevant facts and to
arrive at a proper conclusion having regard to the whole of the
relevant facts. As we have already said, we think that there are
many relevant facts which are still in the sole possession of the
applicant and Mr X and that it would be useful if those facts were
to be disclosed to the Australian Taxation Office. The process of
ascertaining all relevant facts is likely to be enhanced if the
taxpayer knows what are the facts which the Australian Taxation
Office has taken into
(Page 19)
account. In so far as those facts are not the full facts of the
matter, the taxpayer may supplement them with further information."
It seems to me that the principle which that passage illustrates is that
it is desirable for a government instrumentality and a private individual to
work together "to ascertain the relevant facts and arrive at a proper
conclusion having regard to the whole of the relevant facts". It is to be
noted that in Murtagh's case, the Tribunal was aware that there was a one-
sided right to access under the relevant legislation. However, the Tribunal
expressed the view that the process of ascertaining all relevant facts was
likely to be enhanced by that process because the applicant might thereby be
encouraged to disclose information in her possession.
In these circumstances, I do not think it right to say that the
Commissioner in the present case gave undue weight to the consideration that
if access were not granted, negotiations would be conducted in "mutual
half-light".
Finally, the appellant contends that the Commissioner failed to give
any, or sufficient, weight to its submissions in relation to the public
interest on the basis that the Commissioner concluded that the appellant was
required to provide evidence in support of its submissions and that it had
failed to do so.
This ground arises out of the appellant's contention before the
Commissioner that it was contrary to the public interest to disclose the
disputed documents because of the appellant's experience that property
negotiations become extremely protracted when individuals are provided with
information about the appellant's reasoning and assumptions on property
transactions and land values. The appellant claimed that its experience
related to individual dealings and to successive dealings with different
individuals who had interests in properties within a broadly defined region or
area.
(Page 20)
The Commissioner said (and I set out again part of para 27 of her
reasons):
"The final submissions of the [appellant] referred to "long
established experience" of this nature, and asserted that its view
is based on experience. However, the [appellant] provided no
specific examples and, other than those general references to its
experiences, the agency did not provide any material to support its
claims about the adverse effects of disclosure of documents of the
type in dispute. In the absence of supporting material, I have not
attached much weight to the [appellant's] assertions."
I do not read the Commissioner's reference to the fact that the
appellant had not provided material to support its claims as reflecting a
conclusion that the appellant was required to provide evidence. I understand
the Commissioner to be saying only that in the absence of supporting material,
she did not attach much weight to the appellant's assertions. The appellant
submitted that it would be difficult to envisage what other material it could
have put before the Commissioner to support its submissions, when it was
addressing a hypothetical situation. However, I do not think the appellant
was referring to a hypothetical situation. Its submission was based on "long
established experience" : matters which, in my view, ought to have been
capable of elucidation if they were to be relied on.
The next ground of appeal deals with document 15. This is described as
an extract from the minutes of the meeting of the Executive, Finance and
Property Committee of the WAPC, held on 5 December 1995. Only part of that
document, para 21.6.4, is relevant to this matter. The Commissioner said of
it:
"There is no evidence before me to suggest that the matter contained
in Document 15 directly relates to the deliberations concerning the
purchase price or the options available to the [appellant] in the
continued negotiations with the [respondent] and
(Page 21)
I do not consider that the document itself is a true deliberative
process document in the sense described in Re Waterford."
The Commissioner went on to say that the relevant part of document 15
was not exempt for any reason as it was merely a factual record of a
resolution of a meeting of the WAPC.
It was submitted by counsel for the appellant that document 15, being an
extract from the minutes of a meeting, must necessarily reflect a decision,
and that this must itself involve deliberations. I was referred to s36 of the
Commonwealth freedom of information legislation which expressly excludes from
the category of exempt documents:
"the record of..........a final decision given in the exercise of a
power or of an adjudicative function."
It was submitted that as there is no such provision in the Act, records
of this kind (which document 15 is said to be) must be exempt.
I do not think it permissible to use one piece of legislation to
construe another. In any event, as appears from the extract from Re Waterford
which I have set out above, it is to be borne in mind that documents
disclosing deliberative processes should be distinguished from documents
dealing with purely procedural or administrative processes involved in the
functions of the agency.
Having considered document 15, I respectfully agree with the
Commissioner's view as set out above. I think it is described accurately as a
factual record of a resolution, and I therefore consider the Commissioner was
correct in finding that it was not an exempt document.
It should be noted that ground 2 of the appeal was substantially
abandoned at the hearing. I allowed amendment which limited the ground to the
application of cl 6(1)(a) to document 15.
Having determined the public interest question in favour of the
respondent, the Commissioner went on to hold that "in any event" the disputed
(Page 22)
documents contain a considerable amount of merely factual information to which
the limitation in cl 6(3) applies. The Commissioner said that such
information could be severed from other more sensitive information and could
not be exempt under cl 6(1).
The appellant contends that having come to the view that much of the
matter contained in the documents was merely factual, the Commissioner ought
to have been more specific than she was in identifying the material.
It is submitted by the appellant that if the Commissioner's decision on
the public interest point is set aside, the matter should be remitted to her
so that she could, in effect, edit the documents so as to delete the matter
which does not fall within para (6)(3).
The Commissioner said:
"The factual information consists of information concerning the land
in question, including title particulars, encumbrances,
improvements, zoning details and a history of the property. Some of
that information is on the public record and cannot, therefore, be
exempt matter, in my view. Other factual information in the
documents merely relates the history of the agency's dealings with
the complainant."
Although this question does not now arise, it seems to me that the
guidance afforded by that passage is sufficient to enable the appellant to
carry out any editing which might be necessary.
The final ground of appeal asserts that the Commissioner failed to find
that each of the documents was exempt pursuant to cl 10(3) or 10(4) of
Schedule 1 to the Act. These clauses provide as follows:
"10. (3) Matter is exempt matter if its disclosure -
-
-
(a) would reveal information (other than trade secrets) that has
a commercial value to an agency; and
(b) could reasonably be expected to destroy or diminish that
commercial value.
(Page 23)
(4) Matter is exempt matter if its disclosure -
-
-
(a) would reveal information (other than trade secrets or
information referred to in subclause (3)) concerning the
commercial affairs of an agency; and
(b) could reasonably be expected to have an adverse effect on
those affairs."
The appellant submits that the Commissioner is under a duty pursuant to
s74(1)(a) of the Act to avoid the disclosure of exempt matter and that she was
accordingly under a duty to consider whether either of cls 10(3) or (4) was
applicable. The appellant points out that the Commissioner made no reference
in her reasons to those provisions.
In my opinion, s74 does not have the effect for which the appellant
contends. I think the section is intended to ensure that the Commissioner
does not disclose exempt matter, or the existence of exempt matter, when
dealing with a complaint.
As I understand it, the Commissioner made no reference to cls 10(3) or
(4) because no submissions were made to her which required her to do so. It
was submitted to me that as a matter of inference the Commissioner should have
concluded that the disclosure of the documents could reasonably be expected to
destroy or diminish their commercial value. This, it is said, is because the
appellant has no right of access to information which forms the basis for the
respondent's negotiating position : and disclosure would therefore put the
appellant at a disadvantage.
I disagree. While considerations of that kind may be appropriate in
some cases, it seems to me that in the present case disclosure of the disputed
documents is more likely to enable their commercial value to be realised. If
the purpose of obtaining valuations is to enable the WAPC to determine a price
at which it is reasonable for the land to be acquired, that purpose will be
frustrated by their non-disclosure. The respondent has made it plain that he
(Page 24)
will not proceed. In these circumstances, I think the disclosure of the
documents would have a beneficial effect on the commercial affairs of the
WAPC.
For these reasons, I do not think it appropriate to remit the matter to
the Commissioner for further consideration.
In summary, I am not persuaded that the Commissioner made any error of
law. In the exercise of the power vested in me by s87(1)(a) of the Act, I
confirm the Commissioner's decision.