CLEMENTS -v- KEIGHLEY-GERARDY
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940618 |
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Supreme Court |
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| Case No: |
SJA:1093/1994 |
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7 September 1994 |
| Coram: |
HEENAN |
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9/11/94 |
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20 |
Judgment Part: |
1 of 1 |
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| Parties: |
DAVID CLEMENTS MS B KEIGHLEY-GERARDY, INFORMATION COMMISSIONER |
Catchwords: |
Freedom of Information appeal from decision of Information Commissioner no point of principle turns on own facts Freedom of Information Act 1992 (WA) |
IN THE SUPREME COURT ) Heard: 7 September 1994
)
OF WESTERN AUSTRALIA ) Delivered: 9 November 1994
CORAM: MR COMMISSIONER HEENAN QC
Appeal No 1093 of 1994
IN THE MATTER OF THE FREEDOM OF INFORMATION ACT 1992
and
IN THE MATTER OF INFORMATION COMMISSIONER'S DECISION
D00894 DATED 7 JUNE 1994
B E T W E E N :
DAVID CLEMENTS
Appellant
and
MS B KEIGHLEY-GERARDY
INFORMATION COMMISSIONER
Respondent
Catchwords
Freedom of Information - appeal from decision of Information Commissioner - no
point of principle - turns on own facts
Freedom of Information Act 1992 (WA)
(Page 2)
Mr Clements appeared in person.
Mr K de Kerloy (instructed by Messrs Freehill Hollingdale & Page)
appeared for the respondent.
(Page 3)
MR COMMISSIONER HEENAN QC
This is an appeal pursuant to s 85 of the Freedom of Information Act
1992 (WA) against a decision of the Information Commissioner dated 9 June 1994
(Decision D00894) granting restricted access to the appellant to certain case
notes, memoranda and reports relating to his admissions to Heathcote Hospital
in 1989 and 1992. That decision by the Information Commissioner has varied an
earlier decision of the agency, Heathcote Hospital, to give more restricted
access to the information sought and exempting certain documents or parts of
documents from the material disclosed. The decision of the Information
Commissioner gave to the appellant greater access to the material which he is
seeking but still restricted access to parts of the information as exempt or
confidential. Being dissatisfied with his inability to obtain complete access
to all the materials sought the appellant has instituted this appeal.
By s 86 the agency to which the original access application was made, or
to which such application has been transferred or partly transferred, is a
party to the appeal even if it is neither the appellant nor the respondent
(see s 9 and the Glossary). The original request for access to documents was
made by the appellant by a letter of 2 November 1993 to Heathcote Hospital
and, thereafter, there was a course of correspondence between the appellant
and the Health Department of Western Australia (Mental Health Policy Branch),
which, over a lengthy period, led to correspondence between the appellant and
the Commissioner of Health or his senior officers. At various stages during
the long course of dealings with this request, and also during subsequent
reviews, the request for access, or part of the request dealing with emerging
questions, was transferred from the Health Department to Heathcote Hospital.
At the hearing of this appeal counsel appeared for Heathcote Hospital which,
in view
(Page 4)
of the provisions of s 86 must be regarded as a party to the appeal.
The appellant objected to Heathcote Hospital being heard on the appeal but, in
view of these provisions, I ruled that the Hospital had a right to be heard.
On 5 August 1994, the only named respondent, the Information Commissioner,
filed a Notice of Intention to abide by the decision of the Court and was not
represented on the hearing of the appeal.
The appellant personally formulated his original request for access to
information thought to be held by the hospital and, himself, conducted all the
correspondence and communications with the Health Department, with Heathcote
Hospital and with the Information Commissioner. He has prepared all the
documents for this appeal and appeared at the hearing of the appeal in person.
Not having any legal qualifications Mr Clements' Notice and Grounds of Appeal
are, at first, somewhat difficult to follow although they have, in the end,
proved adequate for the disposition of the appeal. Not all of the grounds of
appeal advanced by Mr Clements raise questions of law and it is only those
that do that can be considered by this Court (s 85(1)). I consider the only
permissible grounds of appeal raised by the appellant in his Notice of
1 August 1994 are:-
(4) The Information Commissioner erred in law by editing material in
documents which are not permitted to be exempt (Decision paras 23 and
26) (the Act, Schedule 1, Cl 3).
(5) The Information Commissioner erred in law by not ensuring that
notification of decision made on documents under application for access
was conveyed to the applicant by an agency (Decision paras 19, 20 and
29-32) (the Act, ss 13(1)(b) and 30(c)).
(6) The Information Commissioner erred in law by not allowing the appellant
being a party to the complaint an opportunity to make
(Page 5)
submissions for consideration before deciding on the issues (Decision
paras 29-32) (the Act, s 70(3)).
I am conscious that the appellant has asserted, by other grounds of
appeal, that the Commissioner erred in law but the formulation of the alleged
error in Grounds (1) and (2) demonstrates that no issue of law could be
involved, whereas the formulation of the alleged error in Ground (3) (failure
to take into account material evidence) while capable of constituting an error
of law, is entirely without foundation and, in reality, is a complaint about
the weight or absence of weight given by the Commissioner to certain evidence.
In order to consider these three remaining grounds it is necessary first
to embark on an account of the long history which has preceded this appeal.
The appellant was born in Reading in England in 1933 and was educated in the
United Kingdom. He joined the British Army in 1951, serving for 25 years,
including active service in Malaya (1956) and in Aden (1958-1960). He had
married in England but had no children of this first marriage. In 1976, on
leaving the British Army, he came to Western Australia where he worked for a
short time as a personnel training officer and then for 12 years with Westrail
as a training and development officer. Since then he has been self employed
as a management consultant. He married again and has two sons of the second
marriage, each of whom is now a young adult. He had a previous episode of
psychiatric illness involving a morbid jealousy delusional state in 1988-89
wrongly believing that his wife was having an affair - having no insight into
his irrational belief and behaviour at that time. This resulted in in-patient
treatment at Sir Charles Gairdner Hospital and then at Heathcote Hospital
under consultant psychiatrists for a period of about 6 weeks. He was placed
on appropriate medication but it seems that after this incident and period of
hospitalisation the second marriage began to deteriorate leading to a
separation
(Page 6)
in 1992. In the course of his submissions Mr Clements said that he had
had no contact with his wife since his discharge from Heathcote Hospital in
1992 and that they were divorced in 1993.
Psychiatric reports in the early part of 1994 describe the appellant as
a highly articulate man who is clearly of much higher intelligence than
average, that he demonstrates a high degree of drive and initiative with a
personality style marked by obsessional traits, apparently being reinforced by
his lengthy army career, and one who is somewhat dramatic in his expression.
These set out the medical opinion that the appellant should now be regarded as
fully fit and well. In so far as it may be relevant the appellant's conduct
in the presentation of this appeal appeared to be entirely consistent with
this expression of professional medical opinion.
However, in April 1992 the appellant's wife had evidently become alarmed
at her husband's conduct and believed that he had suffered a relapse to his
morbid jealousy state. So far as is apparent from the papers, this belief was
based on a significant change in the appellant's behaviour, a period of
sleeping poorly, pacing about the house at night, increased energy, threats to
the wife associated with accusations of involvement in another affair and a
general increase of energy. Arrangements were made in April 1992 for the
appellant to undergo voluntary psychiatric treatment and he attended at least
one consultation and agreed to admit himself for hospital care some days
later. However, when one psychiatric consultation was postponed because of
the doctor's unavailability, his wife became concerned at his state and called
in the psychiatric emergency team. They examined the appellant and after
failing in their attempts to persuade him to submit to hospital treatment
voluntarily, the next day certified him as in need of treatment and by an
order conveyed him to Heathcote Hospital as a compulsory patient. The
certificate for this
(Page 7)
compulsory treatment, completed by Dr Groves of the P.E.T. on
6 April 1992 stated that on the previous day he had personally examined the
appellant and was of the opinion that:-
"He appeared to be suffering from some mental disorder by reason
that he has an acute delusional disorder with referential ideas and
dramatic change in his behaviour ....... He is a risk to himself
and others."
The appellant was admitted to Heathcote Hospital on 8 April 1992,
assessed, later transferred to an open ward and thereafter allowed to attend
work on a daily basis. He participated in occupational therapy programs and
went on to a low dosage of appropriate medication (Pimozide 4 mg mane).
Eventually his status was changed from a Division 3 to a Division 1 patient
after assessment by the Director of Psychiatric Services. He then became a
voluntary patient and was discharged from hospital on 6 June 1992 with
arrangements for follow up at the South Perth Clinic.
Most recent psychiatric examination and assessment raises a doubt as to
whether in fact, this 1992 episode was a relapse into delusional disorder
because his behaviour while a patient at Heathcote appears to have been calm
and innocuous. The consultant psychiatrist at Heathcote had noted, in the
Discharge Summary of 21 July 1992, that a delusional disorder of the morbid
jealousy type can involve the patient harming the spouse and the alleged
lover. At no time during Mr Clements' stay in the hospital did he indicate at
interviews any intention of physical harm to anyone, even though his behaviour
would have been threatening at times to his wife.
The appellant is undoubtedly aggrieved at the fact that he was subjected
to compulsory admission to Heathcote Hospital in April 1992 and declares that
his purpose in seeking documents and information now is in order to understand
fully the events of 1992 and to allow him to re-establish his good
(Page 8)
name and reputation among business colleagues by demonstrating that
there was, in fact, no basis for the allegations made against him at the time
and that he was, consequently, unnecessarily confined. In the course of
submissions Mr Clements also said that one of his reasons for desiring access
to the unedited material was to exercise his rights under s 48 to require an
amendment to be made to those records in the case of inaccuracy. It may,
immediately, be said that these appear to be understandable and legitimate
purposes to be pursued by any individual who believes himself to be subjected
to unjustifiable aspersion.
The appellant's initial request for copies of hospital case notes,
memoranda and documents, which was dated 2 November 1993 addressed to
Heathcote Hospital, sought material relating to the two periods of his
in-patient treatment at that hospital, namely:-
(a) 14 February 1989 to 23 March 1989;
(b) 8 April 1992 to 6 June 1992.
On 8 December 1993 part of the correspondence relating to Mr Clements'
case was forwarded to him by the Director of Mental Health Policy of the
Health Department. Correspondence relating to the appellant's case between
the Department and the Parliamentary Commissioner for Administrative
Investigation (Ombudsman) was excluded from access because that is exempt from
disclosure under the Freedom Of Information Act - see Glossary - Schedule 2.
Also the Health Department withheld copies of clinical reports and
correspondence generated by staff in Mental Health Service Units pending
consideration by the FOI officer at Heathcote Hospital. Thereafter, on
16 December 1993, the FOI officer of Heathcote Hospital notified the appellant
that an edited copy of his personal records, clinical reports and associated
correspondence generated by the staff at Mental Health Units would
(Page 9)
be made available to a suitably qualified person representing the
applicant, namely a consultant psychiatrist, to be nominated by him - being a
procedure contemplated by s 28 of the Act. The Health Department also
informed the applicant that the material which had been edited from the
records to be made available to his nominated psychiatrist was matter which
was exempt under Schedule 1, Clauses 3 and 5(e) of the Act, being such
information:-
(a) (Clause 3) - that its disclosure would reveal personal information
about (some other) individual;
(b) (Clause 5(1)(e)) - that its disclosure could reasonably be
expected to endanger the life or physical safety of any (other)
person.
By a separate notice dated 20 December 1993 from the Acting Director of
the Physical and Central Services Branch of the Health Department the
appellant was informed that other documents had been classified as exempt
following his request for disclosure, these being correspondence between the
Commissioner for Health and the Parliamentary Commissioner for Administrative
Investigations - Schedule 1, cl 14 of the Freedom Of Information Act.
Thereafter, by facsimile transmission of 21 December 1993 the appellant
lodged an application for review under s 40 of the Act demanding an external
review of the earlier decisions restricting access to the material requested
on the grounds that the decisions were made by the agency's principal officer
- s 39(3)(a).
This request for review was acknowledged by the Health Department on
31 December 1993 by a letter which pointed out to the applicant that the
Health Department and Heathcote Hospital are two separate agencies for the
purposes of the Act and that although the FOI officer for each agency was the
(Page 10)
same person there were different decision makers in the agencies. By
letter of 7 January 1994 from the Health Department the appellant was notified
that his application for review of the decision made by Heathcote Hospital on
his request had been completed and that it had been decided by the
Commissioner of Health, Dr P Brennan, on 6 January 1994 to confirm the initial
decision. It appears that this procedure was undertaken as an internal review
and that, consequently, the appellant's submission that he should have an
external review had been rejected. This seems to be because neither of the
earlier decisions had been made by Dr Brennan who is the principal officer of
both agencies. This process of review within the Health Department provided
an explanation to Mr Clements, by letter of 31 December 1991, that a certain
document from the P.E.T. medical officer to a doctor within the Health
Department had been transferred by the Department to Heathcote Hospital
pursuant to s 15(2) on the ground that it more closely relates to the
functions of the hospital than to the department. Other related documents
held by the Health Department had also been transferred to Heathcote Hospital
for similar reasons.
On 7 January 1994 the appellant applied to the Information Commissioner
for a review (external review) of the decision of the Health Department
denying access to the documents which had been transferred from the Department
to Heathcote Hospital. Also, by a separate application of the same date for
review by the Information Commission, the appellant sought review of the
decisions of the Heathcote Hospital to delete some materials from the edited
version of records which would be made available for inspection by his
nominated consultant psychiatrist. Although somewhat ambiguous in form this
request for review was treated by the Information Commissioner as extending to
a request for review of the decision to provide
(Page 11)
access to the edited material only to a suitably qualified person, the
nominated psychiatrist, in reliance on s 28 of the Act.
The Information Commissioner sought further particulars from the
Commissioner of Health, Dr Brennan, to support the claim that the disputed
material was exempt and required the Commissioner for Health to provide
details of the basis upon which he was of the opinion that disclosure of
information to the applicant directly might have a substantial adverse effect
on his physical or mental health. This in turn led to an explanation being
offered by the Health Department that Heathcote Hospital is an "agency" under
the Freedom of Information Act. This is so because it is a hospital
established by the Governor under s 19 of the Mental Health Act (1962) and is
hence a public body or office within the definition of that phrase in sub-para
(e) or (f) of the Glossary to the Freedom Of Information Act. The Health
Department also advised that the Commissioner of Health is the principal
officer of both the Health Department and of public hospitals which have no
Board (Heathcote included).
Faced with these requests for review the Information Commissioner
exercised her powers under s 71 to suspend her enquiries or investigations so
that efforts could be made to resolve the complaint by conciliation or
negotiation. Her office thereupon initiated the following negotiations and
inquiries:-
(a) an approach to the Heathcote Hospital to enquire whether it would
be prepared to release the whole of its files (unedited) to a
consultant psychiatrist nominated by the appellant pursuant to
s 28;
(b) an inquiry from the appellant, Mr Clements, to ask whether or not
he would be prepared to submit himself to independent
(Page 12)
examination by a psychiatrist nominated by Heathcote Hospital in
order to allow the hospital to determine whether or not disclosure
of the entire information to him would indeed have the substantial
adverse effect that the s 28 procedure was intended to avoid;
(c) an inquiry of third persons to determine whether there were any
objections to the disclosure of information provided by or
concerning them among the materials held by Heathcote which that
hospital regarded as exempt material.
These initiatives required an extension of the 30 day time limit for the
Commissioner to make a decision on a request for a review imposed under
s 76(3) but the Commissioner considered that it was impracticable to deal with
the review and employ the negotiation process within that period. After much
further incidental correspondence the appellant was seen by a consultant
psychiatrist of his own choice, Dr L C Risbey, on 5 May 1994. Dr Risbey
provided a detailed six page report on that consultation to Heathcote Hospital
on 17 May 1994 and that was in turn provided to the Health Department.
Thereafter, on 31 May 1994 the Commissioner of Health notified the Information
Commissioner that, after reviewing Dr Risbey's report and the recommendations
of doctors within the Department, the Health Department would agree that the
proposed edited version of the Heathcote materials originally requested (that
is deleting the exempt materials) should be made available to Mr Clements in
person rather than insist on the s 28 procedure originally decided. The
Commissioner for Health, however, set out reasons supporting the
classification of the remaining material as exempt. The appellant was
notified of that decision by the Information Commissioner by letter of
2 June 1994.
(Page 13)
Further correspondence between the appellant and the Information
Commissioner, led to an acknowledgement by Mr Clements that there were in fact
communications with the Parliamentary Commissioner for Administrative
Investigations (Ombudsman) among the papers access to which he was seeking and
that such documents were indeed exempt. This led the appellant to abandon his
claim for the disclosure of three identified documents which were within the
scope of his original request for review. Consequently, the only matters left
in issue for decision by the Information Commissioner were the classification
by the Health Department/Heathcote Hospital of parts of the records as being
exempt under Schedule 1, paras 3 and 5(1)(e).
On 9 June 1994 the Information Commissioner concluded her review and
published her decision and reasons for decision on the appellant's application
for external review. By this decision the Information Commissioner concluded
that the material which had been withheld from disclosure by the Heathcote
Hospital was correctly claimed to be exempt under cl 3 of Schedule 1 to the
Act but that it had not been satisfactorily shown that it was also exempt
under sub-cl 5(e). The Commissioner went on to conclude, however, that the
material was also or alternatively, exempt under cl 8(2) of Schedule 1 on the
grounds that its disclosure:-
(a) would reveal information of a confidential nature obtained in
confidence; and
(b) could reasonably be expected to prejudice the future supply of
information of that kind to the Government or to an agency.
In her reasons for decision the Commissioner said:-
"20. I have had the opportunity of examining the documents in
question and reading the parts that the agency has deleted. Members
of my staff have also consulted with a number of people, including
agency staff, in order to determine whether the
(Page 14)
claims for exemption under clauses 3, 5(3) and 8(2) are justified.
On the basis of the information before me I am satisfied that edited
access only should be provided to the applicant and that the matter
withheld from the applicant is exempt matter under one or more of
the clauses claimed. However, I am unable to fully explain my
reasons for reaching this conclusion without breaching my duty under
Section 74(1)(a) [a duty to avoid disclosure of exempt matter].
...............
26. I am also satisfied that the edited parts of the documents
contain personal information about third parties. In my view, the
public interest in protecting the privacy of the third parties in
this case is greater than the public interest in ensuring that this
applicant is able to exercise the right of access under the FOI Act.
In my view there is ample information in the documents to which
access has been granted that reveals the reasons for the applicant's
admission to Heathcote Hospital without access being given to those
parts which contain personal information about third parties. For
this reason, it is my view that some of this matter is exempt under
clause 3 and its disclosure would not, on balance, be in the public
interest.
...............
31. I am satisfied that some of the information consists of
confidential communications. Considering the nature of this
information and its sources I am also satisfied that disclosure
would prejudice the future supply of confidential information of
this type to the agency. The applicant said that there was a public
interest in protecting the rights of individuals from the power of
the bureaucracy especially in the case of psychiatry. It was the
applicant's view that there was a public interest in the
establishment of an independent body consisting of a consultant
psychiatrist, a member of the legal profession and a member of the
public, to test the validity of decisions to incarcerate people
under the provisions of the Mental Health Act.
32. I can appreciate the views of the applicant in this matter.
However, the applicant's proposal that such an independent body
(Page 15)
be established is not a matter for me and, in my opinion, the public
interest identified by the applicant, if indeed there is such public
interest, is outweighed by the public interest in maintaining the
flow of confidential information to this agency. In my view, that
type of information is essential for the proper consideration of the
management and treatment of people under the mental health system.
I am therefore satisfied that disclosure of this type of information
would prejudice its future supply to the agency because it is more
likely than not that similar sources of information would not be
available to assist in the management of future patients under the
mental health system."
The nature of the appeal on a question of law and the powers of this
Court on such an appeal are set out in ss 85 to 93 of the Freedom Of
Information Act. By s 87 the Court has power to confirm, vary or set aside
the Information Commissioner's decision and to make a decision in substitution
of that decision or remit the matter to the Commissioner for further
consideration with or without a direction. Any such order may be made subject
to terms and by s 90 the Court is obliged to avoid the disclosure of exempt
matter or of information as to the existence or non-existence of documents
containing certain exempt matter and to refrain from disclosure of or
identification of such exempt matter in any reasons for decision.
The appellant's fourth ground of appeal asserted that the material
edited from the Heathcote records was "material in documents which are not
permitted to be exempt". However it is by now quite apparent that
non-disclosure of the critical parts of the edited documents, was asserted on
well established grounds of exemption - clauses 3, 5(1)(e) and 8(2)(b) of the
First Schedule to the Act. As put, therefore, there can be no substance in
this ground of appeal so as to include a contention that the critical
information was not within the areas of exclusion contemplated by these
grounds of exemption,
(Page 16)
there is nothing in the material before this Court, or in the appellant's
submissions to make out such a case. The Information Commissioner
carefully scrutinised that material and there is simply no reason shown to
doubt the correctness of her characterisation of it. This ground of appeal
must fail.
This review of the progress of the appellant's request for access to
information and the review procedures has, unfortunately, been very long and
detailed, far more so than should have been necessary on an appeal which is
intended only to canvas questions of law. Unfortunately, I have considered it
necessary to go into this detail in this particular case because of the
appellant's contentions in Grounds 5 and 6 (above) that there were errors of
law by the appellant not having been notified of the decision made on
documents under application for access, and thereby being denied an
opportunity to make submissions for consideration before a decision was made
(Ground 6). In the course of presenting his appeal by oral argument the
appellant repeated the submission in his affidavit of 1 August 1994 (para 17)
that he had been subjected to procedural irregularity and had been denied a
rightful opportunity to make a submission to be considered as part of the
decision making process as a consequence of which he had been denied natural
justice.
In the course of the presentation of his appeal Mr Clements submitted
that the Health Department had withheld from Heathcote Hospital, when the
transfer of his request for information was made under s 14(1), materials
relating to his reference about associated matters to the Parliamentary
Commissioner for Administrative Investigations (Ombudsman). However, even if
this were true, which seems doubtful, it is not of relevance to any matter in
issue on the present appeal because, clearly, documents and correspondence
passing between the Health Department and the Ombudsman in relation to an
investigation by the latter is exempt under the Freedom Of
(Page 17)
Information Act. Further, Mr Clements himself, had accepted that fact and
modified his request for access of materials by deleting from the scope
of his original request identified documents being correspondence with the
State Ombudsman.
On the other hand, however, the appellant also submitted that some
correspondence between the Health Department and the Ombudsman was among the
materials transferred to Heathcote Hospital and that he should have been
notified of the decision of the Health Department to deal with those documents
in that way under s 30 and that it was the function of the Information
Commissioner to ensure that Heathcote was aware of its obligation in this
respect under s 63(2)(b). As his argument goes the alleged failure of the
Health Department/Heathcote Hospital to comply with the formal requirements of
s 30 in relation to the Ombudsman materials is of relevance to the ultimate
decision of the Information Commissioner to confirm the decision about the
exempt material by reliance on cl 8(2)(b) of the First Schedule, because that
alleged omission deprived him of an opportunity to make submissions to the
Commissioner on such an asserted ground for exemption as he was entitled to
expect he could make by reason of subs 70(3). I am very conscious that this
will appear to be a somewhat convoluted and obscure statement of the
appellant's argument but I can only say that this is the way it emerged and
was developed. The substance of the contention appears to be that, to the
extent that the decision of the Information Commissioner rested upon
cl 8(2)(b) of the First Schedule, that was a ground for exemption which had
not been raised by either agency before and, not having been raised, was not
addressed by the appellant either on the internal or the external review of
the original decision. That argument is plain enough, but the appellant
appears to be contending, also, that if the materials were exempt under
cl 8(2)(b), a claim for exemption
(Page 18)
on that ground should have been identified by Heathcote originally and
that it was the responsibility of the Information Commissioner to ensure that
the authorities at Heathcote were aware of that obligation. With all respect,
however, I cannot see how this last contention advances in any significant way
the argument that the appellant was deprived of an opportunity to make
submissions by reason of the fact that the Commissioner justified the original
decision on a new ground - reliance on cl 8(2)(b) of the First Schedule.
Nevertheless, I am satisfied that the Commissioner had the power to determine
the request for review in this fashion under s 76(1)(b) and also under
76(2)(c). Furthermore, the course of correspondence and negotiations employed
by the Commissioner's staff in the course of their dealings with the appellant
in an effort to conciliate and negotiate a result to the request for review
under s 71, as well as being successful in two respects:-
(i) dispensing with the s 28 procedure thus resulting in personal
access by the appellant to the edited material identified by
Heathcote Hospital; and
(ii) removing from the area of dispute the earlier claim for access to
material comprising correspondence with the Parliamentary
Commissioner for Administrative Investigations (Ombudsman);
clearly involved repeated opportunities for the appellant to address the
question of the confidentiality and significance of the material which was
claimed to be exempt, opportunities which the papers disclose the appellant
utilised to advantage. The dilemma for the appellant is that if a document
which is said to be exempt under cl 8(2)(b) of the First Schedule, or indeed
under other parts of the First Schedule, is not made available to him for
inspection it is not possible for him adequately to attempt to refute the
decision of an agency, or a review officer, that disclosure of that document
to him
(Page 19)
would reveal information of a confidential nature. Put that way it is
clear that there is no answer to the contention which would permit full
analysis of the material under dispute or allow submissions to be made about it by the
applicant yet still preserve its confidential or exempt nature if that be its
true character. That confidential and exempt materials are not to be
disclosed is an imperative imposed by s 74 of the Act as previously mentioned.
In such circumstances it cannot be open to the appellant to contend that
refusal of access to the very material which is said to be exempt or
disclosure of the nature of its confidential character constitutes a breach of
the rules of natural justice by depriving him of the opportunity to make
submissions on whether or not it is truly confidential or exempt. Once this
nature of the appellant's argument is appreciated the asserted grounds of
breach of the rules of natural justice must fail. And, further, as that is
the element common to the only two remaining grounds of appeal which raise
arguable questions of law, the appeal must fail.
Mr Clements had a supplementary argument that it was not open for the
Commissioner to conclude that some of the materials held to be exempt could be
confidential because they had, in fact, been provided to him. It is not clear
from the materials just which, if any, of the documents ultimately held by the
Commissioner to be exempt have been obtained by the appellant, nor how he came
by them although he identified a report of Dr Simon Byrne, a consultant
psychiatrist of 11 May 1992 to the Chairman of the Board of Visitors of the
Department of Health as one of them, or, rather, that the content of that
report identified or disclosed other exempt material. It is not necessary to
pursue this supplementary submission at any length. In the first place I do
not see any basis upon which that can involve any question of law arising from
the decision of the Information Commissioner and, secondly, if the appellant
(Page 20)
has already obtained access to some of the information desired the purpose of
his request has been satisfied and there is no utility in pursuing the
matter further. I must say, however, having examined the materials which were
before the Information Commissioner as forwarded to this Court pursuant to
Rules of the Supreme Court O 66 r 5 that that report of Dr Byrne, while
referring to some of the events surrounding the 1992 admission of the
appellant to Heathcote, and the circumstances which led to it, could not be
regarded as eliminating the need for confidentiality of the exempt material.
It does not dispense with the need for the protection of the confidentiality
of the exempt material which has been edited from the records of the Hospital
and the Department.
The appeal must be dismissed.